-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4KBcNkIF1SeLymp/J+RvBiOvYY/w7U3d4n+LpJ6IgvQQcU30upSaWE1ApysZcu4 9toKKYEr9ct2vGlukcKnZA== 0001038838-04-001001.txt : 20041028 0001038838-04-001001.hdr.sgml : 20041028 20041028063139 ACCESSION NUMBER: 0001038838-04-001001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041028 DATE AS OF CHANGE: 20041028 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMPS CORP CENTRAL INDEX KEY: 0001093430 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 870617371 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78422 FILM NUMBER: 041100853 BUSINESS ADDRESS: STREET 1: 2319 FOOTHILL BOULEVARD STREET 2: SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84109 BUSINESS PHONE: 801-746-3700 MAIL ADDRESS: STREET 1: 2319 FOOTHILL BOULEVARD STREET 2: SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS PAUL CENTRAL INDEX KEY: 0001179928 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: APT 22/23 DOSTYK 29 STREET 2: REPUBLIC OF KAZAKHSTAN CITY: ALMATY STATE: 1P ZIP: 480100 BUSINESS PHONE: 73007137142 MAIL ADDRESS: STREET 1: APT 22/23 DOSTYK 29 STREET 2: REPUBLIC OF KAZAKHSTAN CITY: ALMATY STATE: 1P ZIP: 480100 SC 13D/A 1 roberts13dano3100504.txt SCHEDULE 13D/A NO. 3 FOR PAUL ROBERTS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A-3 Under the Securities Exchange Act of 1934 EMPS Corporation (Name of Issuer) Common Stock $.001 par value per share (Title of Class of Securities) 268711108 (CUSIP Number) Paul Roberts Ronald Poulton, Esq Apt. 22/23, Dostyk 29 Poulton & Yordan Almaty 480100 136 East South Temple, Suite 1700-A Republic of Kazakhstan Salt Lake City, Utah 84111 7 3292 512420 (801) 355-1341 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notes and Communications) October 5, 2004 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ------------------- ----------------- CUSIP No. 268711108 Page 2 of 4 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul Roberts - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Australia - -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 2,491,624 SHARES ---------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER 0 OWNED BY ---------------------------------------------------------- EACH 9. SOLE DISPOSITIVE POWER 2,491,624 REPORTING ---------------------------------------------------------- PERSON WITH 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,491,624 - -------------------------------------------------------------------------------- 12. CHECK IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- Page 3 of 4 pages ITEM 1. SECURITY AND ISSUER This Amendment No. 3 (the "Third Amendment") amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on August 12, 2002, (the "Schedule 13D") by Paul Roberts (the "Reporting Person"). The Schedule 13D as previously amended and this Amendment relate to the common stock, par value $.001 (the "Common Stock") of EMPS Corporation (the "Issuer"), whose principal executive offices are located at 2319 Foothill Boulevard, Suite 250, Salt Lake City, Utah 84109. Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Schedule 13D. ITEM 4. PURPOSE OF TRANSACTION The information contained in Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following information: On October 5, 2004, the Reporting Person sold 155,140 shares of Common Stock in an open market transaction for $3.50 per share. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The information contained in Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following information: (a) As of October 5, 2004, the Reporting Person may be deemed to beneficially own 2,4916,624 common shares or approximately 7.9% of the issued and outstanding shares of the Issuer. (b) Items 7-11 and 13 of the cover page of this Third Amendment, which relate to the beneficial ownership of the shares of Common Stock by the Reporting Person, are incorporated by reference in response to this item. (c) The only transaction involving the Common Stock effected by the Reporting Person during the past 60 days is the sell of 155,140 shares of Common Stock for $3.50 per share in on October 5, 2004, in an open market transaction. (d) None. (e) Not applicable. Page 4 of 4 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 18, 2004 /s/ Paul Roberts ---------------------- Paul Roberts -----END PRIVACY-ENHANCED MESSAGE-----